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March 11, 2011 (Portland, Maine) – Foreside Financial Group, a leading provider of distribution and compliance services to the investment management industry announces that it has entered into a partnership arrangement with Compliance11, Inc., a leader in state-of-the-art compliance automation software.
This partnership will enable Foreside to offer its current and future clients cost-effective automated solutions to monitor and streamline their compliance programs and will enable Compliance11 to expand its reach to more investment advisers who manage registered funds, private funds or fund of funds, and to private equity firms.
More About Compliance11
Compliance11, Inc., is a leading provider of cloud-based compliance automation software to the financial industry. Compliance11 has developed and consistently refines its products which are designed to automate employee personal trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing communications review, customer complaints, regulatory inquiries and more. Their hosted platform is very scalable and can be made operational in a matter of days. Investment advisers can truly benefit from this technology to help them efficiently manage their compliance resources and to mitigate compliance, operational and regulatory risk. For more information visit www.compliance11.com.
More About Foreside
Foreside delivers a range of distribution and regulatory compliance services to clients in the investment management industry, including investment advisers of registered and unregistered pooled products. Foreside serves sponsors of open-end, closed-end, exchange-traded and alternative investment products, including commodity pools, with regulatory compliance, Sarbanes-Oxley, registered representative, and active and statutory distribution services. Our solutions allow Foreside’s clients to focus on asset management without sacrificing distribution and compliance best practices. Foreside is headquartered in Portland, Maine and has offices in Boston, Chicago, Jersey City, and Columbus, Ohio. For more information on Foreside’s suite of services, please visit our website at www.foreside.com or call Susan Mosher at 207.553.1953 or David Whitaker at 207.553.7142.
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