Posts Tagged ‘news’

Conference Sponsor

Monday, March 21st, 2011

Foreside is pleased to announce that it will be a sponsor at the 2011 Investment Adviser Association Annual Conference to be held at the Boston Harbor Hotel on April 27th through April 29th.

Foreside Partners with Compliance11, Inc.

Friday, March 11th, 2011

Foreside Logo

Press Release

Foreside joins forces with Compliance 11, Inc. in offering automated compliance solutions to its Investment Adviser and Mutual Fund clients

 

March 11, 2011 (Portland, Maine) – Foreside Financial Group, a leading provider of distribution and compliance services to the investment management industry announces that it has entered into a partnership arrangement with Compliance11, Inc., a leader in state-of-the-art compliance automation software. 

This partnership will enable Foreside to offer its current and future clients cost-effective automated solutions to monitor and streamline their compliance programs and will enable Compliance11 to expand its reach to more investment advisers who manage registered funds, private funds or fund of funds, and to private equity firms.

More About Compliance11
Compliance11, Inc., is a leading provider of cloud-based compliance automation software to the financial industry.  Compliance11 has developed and consistently refines its products which are designed to automate employee personal trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing communications review, customer complaints, regulatory inquiries and more. Their hosted platform is very scalable and can be made operational in a matter of days.  Investment advisers can truly benefit from this technology to help them efficiently manage their compliance resources and to mitigate compliance, operational and regulatory risk.   For more information visit www.compliance11.com.

More About Foreside
Foreside delivers a range of distribution and regulatory compliance services to clients in the investment management industry, including investment advisers of registered and unregistered pooled products.  Foreside serves sponsors of open-end, closed-end, exchange-traded and alternative investment products, including commodity pools, with regulatory compliance, Sarbanes-Oxley, registered representative, and active and statutory distribution services.  Our solutions allow Foreside’s clients to focus on asset management without sacrificing distribution and compliance best practices.  Foreside is headquartered in Portland, Maine and has offices in Boston, Chicago, Jersey City, and Columbus, Ohio.   For more information on Foreside’s suite of services, please visit our website at www.foreside.com or call Susan Mosher at 207.553.1953 or David Whitaker at 207.553.7142.

Conference Sponsor

Wednesday, February 2nd, 2011

Foreside is pleased to announce it will be a sponsor at the 4th Annual Inside ETFs Conference to be held in Hollywood, Florida Feb 6-8, 2011.

Conference Speaker

Monday, January 24th, 2011

Foreside is pleased to announce Susan Chamberlain, Director of Foreside Alternative Investment Services, provided the introductory remarks at yesterday’s 100 Women in Hedge Funds event at the Chicago Stock Exchange.  Please see link to story below.

http://www.johnlothiannewsletter.com/2011/01/100-women-in-hedge-funds-celebrates-10.html

Expanded Relationship

Friday, December 31st, 2010

Foreside is pleased to expand its current relationship with Liberty Street Advisors.

New Client

Monday, December 6th, 2010

Foreside welcomes Utendahl Capital Management as a new client to our firm.

Conference Exhibitor

Tuesday, October 26th, 2010

Foreside is pleased to announce it will be an exhibitor at the Schwab IMPACT Conference in Boston, MA.

Expanded Relationship

Friday, October 1st, 2010

Foreside is pleased to expand its current relationship with Turner Investments and Turner Funds.

New Client

Friday, October 1st, 2010

Foreside welcomes Fiduciary Asset Management as a new client to our firm.

New Client

Friday, October 1st, 2010

Foreside welcomes Teucrium Trading as a new client to our firm.