Posts Tagged ‘technology’

Foreside Partners with Compliance11, Inc.

Friday, March 11th, 2011

Foreside Logo

Press Release

Foreside joins forces with Compliance 11, Inc. in offering automated compliance solutions to its Investment Adviser and Mutual Fund clients

 

March 11, 2011 (Portland, Maine) – Foreside Financial Group, a leading provider of distribution and compliance services to the investment management industry announces that it has entered into a partnership arrangement with Compliance11, Inc., a leader in state-of-the-art compliance automation software. 

This partnership will enable Foreside to offer its current and future clients cost-effective automated solutions to monitor and streamline their compliance programs and will enable Compliance11 to expand its reach to more investment advisers who manage registered funds, private funds or fund of funds, and to private equity firms.

More About Compliance11
Compliance11, Inc., is a leading provider of cloud-based compliance automation software to the financial industry.  Compliance11 has developed and consistently refines its products which are designed to automate employee personal trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing communications review, customer complaints, regulatory inquiries and more. Their hosted platform is very scalable and can be made operational in a matter of days.  Investment advisers can truly benefit from this technology to help them efficiently manage their compliance resources and to mitigate compliance, operational and regulatory risk.   For more information visit www.compliance11.com.

More About Foreside
Foreside delivers a range of distribution and regulatory compliance services to clients in the investment management industry, including investment advisers of registered and unregistered pooled products.  Foreside serves sponsors of open-end, closed-end, exchange-traded and alternative investment products, including commodity pools, with regulatory compliance, Sarbanes-Oxley, registered representative, and active and statutory distribution services.  Our solutions allow Foreside’s clients to focus on asset management without sacrificing distribution and compliance best practices.  Foreside is headquartered in Portland, Maine and has offices in Boston, Chicago, Jersey City, and Columbus, Ohio.   For more information on Foreside’s suite of services, please visit our website at www.foreside.com or call Susan Mosher at 207.553.1953 or David Whitaker at 207.553.7142.

Foreside launches New Site!

Thursday, May 6th, 2010

Foreside is pleased to announce the launch of its new website!  We have shaped up the content, design and the graphics to correspond with our latest corporate guidelines, and we hope you find it as refreshing as we do.

These enhancements to our website are made as part of a much larger commitment and investment that Foreside has made and continues to make to expand the scope and value of services it offers to financial service clients.  Foreside now provides a robust array of functional and advisory services to many types of companies operating funds and offering investment advisory services in the U.S.  Foreside has developed strong partnerships with most major and many smaller providers of administration services for funds and other investment vehicles, and has also formed close relationships with many prominent law firms and other important providers of services to the financial services industry. Together, Foreside can help our clients access a comprehensive range of services.  We are committed to providing our clients with the highest level of personalized service in the industry, in order to establish successful long term business partnerships.

We would like to talk to you about how Foreside can help with your business plan.

For more information on Foreside, please contact David Whitaker at dwhitaker@foreside.com.