Treasurer Services

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Treasurer Services

Foreside’s Treasurer Services professionals interact with recognized service providers, audit firms and advisers, and continuously monitor emerging regulatory requirements to ensure your funds remain compliant. With a variety of SOX services, we can meet your specific needs. Foreside can:

  • Provide a qualified professional to serve as Principal Financial Officer or Principal Executive Officer of your fund
  • Establish, maintain and/or supervise fund disclosure controls and procedures
  • Review and certify Form N-CSR, Form N-Q and Sarbanes-Oxley (SOX) Sections 302 and 906
  • Attend Board meetings and present materials to the Board and/or audit committee
  • Participate in valuation committee meetings
  • Establish internal and external controls over financial reporting and sub-certifications
  • Oversee the fund’s budgeting process, including the procedures and authorizations under which the fund administrator makes payments
  • Perform a due diligence review of fund service providers’ operations
  • Review the fund service providers’ policies to ensure compliance with Board policies
  • Serve as liaison to the fund’s auditor and audit committee
  • Provide representation at SEC examinations
  • Review all shareholder communications
  • Consult with other certifying officers as necessary
  • Assist with contract negotiations